Form 4 for ASPN ASPEN AEROGELS INC
Accepted 2022-02-25 00:00:00 ET · period of report 2022-02-23 · accession 0001209191-22-013364 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-25 | 2022-02-23 | ASPN | Young Donald R | Pres, CEO, Dir | A - Grant | $26.29 | +9,509 | 608.3K | +2% | +$250.0K |
| D | 2022-02-25 | 2022-02-24 | ASPN | Young Donald R | Pres, CEO, Dir | F - Tax | $29.00 | -737 | 607.6K | -0.1% | -$21.4K |
| D | 2022-02-25 | 2022-02-23 | ASPN | Young Donald R | Pres, CEO, Dir | A - Grant | $0.00 | +49.8K | 49.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-23 | A | A | 9,509 | $26.29 | 608,331 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on February 23, 2023, an additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025. (F2) Represents 82,882 shares of Common Stock, 63,833 RSUs and 461,616 Restricted Stock. |
| 2 | Common | Common Stock | 2022-02-24 | F | D | 737 | $29.00 | 607,594 | D | — | — | (F3) Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units. (F4) Represents 84,580 shares of Common Stock, 61,398 RSUs and 461,616 Restricted Stock. |
| 3 | Derivative | Stock Option (Right to Buy) | 2022-02-23 | A | A | 49,795 | $0.00 | 49,795 | D | $26.29 · — to 2032-02-23 | 49,795 Common Stock | (F5) The options vest as to one-third of the shares on February 23, 2023, and additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025. |