Form 4 for ASPN ASPEN AEROGELS INC
Accepted 2022-02-25 00:00:00 ET · period of report 2022-02-23 · accession 0001209191-22-013368 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-25 | 2022-02-24 | ASPN | FAIRBANKS JOHN F | VP, CFO, Treas | F - Tax | $29.00 | -359 | 146.3K | -0.2% | -$10.4K |
| D | 2022-02-25 | 2022-02-23 | ASPN | FAIRBANKS JOHN F | VP, CFO, Treas | A - Grant | $26.29 | +2,852 | 146.7K | +2% | +$75.0K |
| D | 2022-02-25 | 2022-02-23 | ASPN | FAIRBANKS JOHN F | VP, CFO, Treas | A - Grant | $0.00 | +14.9K | 14.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-24 | F | D | 359 | $29.00 | 146,342 | D | — | — | (F3) Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units. (F4) Represents 121,410 shares of Common Stock and 24,932 RSUs. |
| 2 | Common | Common Stock | 2022-02-23 | A | A | 2,852 | $26.29 | 146,701 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on February 23, 2023, an additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025. (F2) Represents 120,733 shares of Common Stock and 25,968 RSUs. |
| 3 | Derivative | Stock Option (Right to Buy) | 2022-02-23 | A | A | 14,938 | $0.00 | 14,938 | D | $26.29 · — to 2032-02-23 | 14,938 Common Stock | (F5) The options vest as to one-third of the shares on February 23, 2023, and additional one-third of the shares on February 23, 2024 and the remaining one-third of the shares on February 23, 2025. |