Form 4 for SMRT SmartRent, Inc.
Accepted 2022-02-25 00:00:00 ET · period of report 2022-02-23 · accession 0001209191-22-013431 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-02-25 | 2022-02-23+ | SMRT | Real Estate Technology Ventures, L.P. | 10% | J - Other | $0.00 | -6.55M | 30.29M | -18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-02-23 | J | D | 1,081,247 | $0.00 | 5,886,681 | I By Real Estate Technology Ventures-A, L.P. | — | — | (F6) Shares are held directly by Real Estate Technology Ventures-A, L.P. ("RET Fund I-A"). RET GP I is the general partner of RET Fund I-A and may be deemed to beneficially own the shares held by RET Fund I-A. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Fund I-A. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| 2 | Common | Class A Common Stock | 2022-02-24 | J | D | 210,852 | $0.00 | 4,779,903 | I By RET Ventures SPV I, L.P. | — | — | (F2) Shares are held directly by RET SPV I. RETV GP, LLC ("RET GP I") is the general partner of RET SPV I and may be deemed to beneficially own the shares held by RET SPV I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET SPV I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| 3 | Common | Class A Common Stock | 2022-02-23 | J | D | 2,727 | $0.00 | 0 | I By RETV GP II, LLC | — | — | (F18) Shares are held directly by RETV GP II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over these shares. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| 4 | Common | Class A Common Stock | 2022-02-23 | J | A | 2,727 | $0.00 | 2,727 | I By RETV GP II, LLC | — | — | (F18) Shares are held directly by RETV GP II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over these shares. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| 5 | Common | Class A Common Stock | 2022-02-23 | J | D | 58,121 | $0.00 | 0 | I By RETV GP, LLC | — | — | (F15) Shares are held directly by RET GP I. John Helm is the Managing Director of RET GP I and may be deemed to share voting and investment power over these shares. Mr. Helm disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| 6 | Common | Class A Common Stock | 2022-02-23 | J | A | 58,121 | $0.00 | 58,121 | I By RETV GP, LLC | — | — | (F15) Shares are held directly by RET GP I. John Helm is the Managing Director of RET GP I and may be deemed to share voting and investment power over these shares. Mr. Helm disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| 7 | Common | Class A Common Stock | 2022-02-23 | J | D | 6,287 | $0.00 | 9,066 | I By Real Estate Technology Ventures Associates II, L.P. | — | — | (F8) Shares are held directly by Real Estate Technology Ventures Associates II, L.P. ("RET Associates II"). RETV GP II is the general partner of RET Associates II and may be deemed to beneficially own the shares held by RET Associates II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over the shares held by RET Associates II. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| 8 | Common | Class A Common Stock | 2022-02-23 | J | D | 272,724 | $0.00 | 389,319 | I By Real Estate Technology Ventures II, L.P. | — | — | (F7) Shares are held directly by Real Estate Technology Ventures II, L.P. ("RET Fund II"). RETV GP II, LLC ("RET GP II") is the general partner of RET Fund II and may be deemed to beneficially own the shares held by RET Fund II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over the shares held by RET Fund II. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| 9 | Common | Class A Common Stock | 2022-02-23 | J | D | 81,682 | $0.00 | 447,221 | I By Real Estate Technology Ventures Associates, L.P. | — | — | (F5) Shares are held directly by Real Estate Technology Ventures Associates, L.P. ("RET Associates I"). RET GP I is the general partner of RET Associates I and may be deemed to beneficially own the shares held by RET Associates I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Associates I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| 10 | Common | Class A Common Stock | 2022-02-23 | J | D | 4,683,107 | $0.00 | 25,610,456 | I By Real Estate Technology Ventures, L.P. | — | — | (F4) Shares are held directly by Real Estate Technology Ventures, L.P. ("RET Fund I"). RET GP I is the general partner of RET Fund I and may be deemed to beneficially own the shares held by RET Fund I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Fund I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| 11 | Common | Class A Common Stock | 2022-02-23 | J | A | 4,716 | $0.00 | 15,353 | I By Real Estate Technology Ventures Associates II, L.P. | — | — | (F8) Shares are held directly by Real Estate Technology Ventures Associates II, L.P. ("RET Associates II"). RETV GP II is the general partner of RET Associates II and may be deemed to beneficially own the shares held by RET Associates II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over the shares held by RET Associates II. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| 12 | Common | Class A Common Stock | 2022-02-23 | J | A | 204,076 | $0.00 | 662,043 | I By Real Estate Technology Ventures II, L.P. | — | — | (F7) Shares are held directly by Real Estate Technology Ventures II, L.P. ("RET Fund II"). RETV GP II, LLC ("RET GP II") is the general partner of RET Fund II and may be deemed to beneficially own the shares held by RET Fund II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over the shares held by RET Fund II. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| 13 | Common | Class A Common Stock | 2022-02-23 | J | A | 42,422 | $0.00 | 6,967,928 | I By Real Estate Technology Ventures-A, L.P. | — | — | (F6) Shares are held directly by Real Estate Technology Ventures-A, L.P. ("RET Fund I-A"). RET GP I is the general partner of RET Fund I-A and may be deemed to beneficially own the shares held by RET Fund I-A. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Fund I-A. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| 14 | Common | Class A Common Stock | 2022-02-23 | J | A | 2,768 | $0.00 | 528,903 | I By Real Estate Technology Ventures Associates, L.P. | — | — | (F5) Shares are held directly by Real Estate Technology Ventures Associates, L.P. ("RET Associates I"). RET GP I is the general partner of RET Associates I and may be deemed to beneficially own the shares held by RET Associates I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Associates I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| 15 | Common | Class A Common Stock | 2022-02-23 | J | D | 632,509 | $0.00 | 4,990,755 | I By RET Ventures SPV I, L.P. | — | — | (F2) Shares are held directly by RET SPV I. RETV GP, LLC ("RET GP I") is the general partner of RET SPV I and may be deemed to beneficially own the shares held by RET SPV I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET SPV I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| 16 | Common | Class A Common Stock | 2022-02-23 | J | A | 163,642 | $0.00 | 30,293,563 | I By Real Estate Technology Ventures, L.P. | — | — | (F4) Shares are held directly by Real Estate Technology Ventures, L.P. ("RET Fund I"). RET GP I is the general partner of RET Fund I and may be deemed to beneficially own the shares held by RET Fund I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Fund I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |