Form 4 for THC TENET HEALTHCARE CORP
Accepted 2022-02-28 00:00:00 ET · period of report 2022-02-24 · accession 0001209191-22-013777 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-28 | 2022-02-24+ | THC | Sutaria Saumya | CEO, Dir | M - OptEx | — | +120.4K | 287.9K | +72% | — |
| DM | 2022-02-28 | 2022-02-24+ | THC | Sutaria Saumya | CEO, Dir | F - Tax | $84.76 | -59.7K | 299.6K | -17% | -$5.06M |
| DM | 2022-02-28 | 2022-02-24+ | THC | Sutaria Saumya | CEO, Dir | M - OptEx | $0.00 | -120.4K | 50.5K | -70% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-25 | M | A | 47,962 | — | 323,367 | D | — | — | (F4) As previously reported, on February 26, 2020, the reporting person received a grant of 143,885 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 47,961 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 47,962 shares of common stock, as shown in Table I. The remaining 47,962 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023. (F2) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-02-24 | F | D | 12,509 | $81.20 | 275,405 | D | — | — | (F3) Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3. |
| 3 | Common | Common Stock | 2022-02-25 | F | D | 23,393 | $85.71 | 323,375 | D | — | — | (F3) Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3. |
| 4 | Common | Common Stock | 2022-02-25 | M | A | 47,181 | — | 346,768 | D | — | — | (F5) As previously reported, on February 27, 2019, the reporting person received a grant of 141,543 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 47,181 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 47,181 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 47,181 shares of common stock, as shown in Table I. (F2) Restricted stock units convert into common stock on a one-for-one basis. |
| 5 | Common | Common Stock | 2022-02-24 | M | A | 25,228 | — | 287,914 | D | — | — | (F1) As previously reported, on February 24, 2021, the reporting person received a grant of 75,686 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 24, 2022, resulting in the vesting and settlement of 25,228 shares of common stock, as shown in Table I. The remaining 50,458 restricted stock units are shown in Table II, of which 25,229 are scheduled to vest on each of February 24, 2023, and February 24, 2024. (F2) Restricted stock units convert into common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2022-02-25 | F | D | 23,780 | $85.71 | 299,587 | D | — | — | (F3) Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3. |
| 7 | Derivative | 2020 February Restricted Stock Units | 2022-02-25 | M | D | 47,962 | $0.00 | 47,962 | D | — · — to — | 47,962 Common Stock | (F4) As previously reported, on February 26, 2020, the reporting person received a grant of 143,885 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 26, 2021, resulting in the vesting and settlement of 47,961 shares of common stock. The second anniversary occurred on February 25, 2022 (the business day prior to February 26, 2022, which fell on a weekend), resulting in the vesting and settlement of 47,962 shares of common stock, as shown in Table I. The remaining 47,962 restricted stock units are shown in Table II, and are scheduled to vest on February 26, 2023. |
| 8 | Derivative | 2019 February Restricted Stock Units | 2022-02-25 | M | D | 47,181 | $0.00 | 0 | D | — · — to — | 47,181 Common Stock | (F5) As previously reported, on February 27, 2019, the reporting person received a grant of 141,543 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 27, 2020, resulting in the vesting and settlement of 47,181 shares of common stock. The second anniversary occurred on February 26, 2021 (the business day prior to February 27, 2021, which fell on a weekend), resulting in the vesting and settlement of 47,181 shares of common stock. The third anniversary occurred on February 25, 2022 (the business day prior to February 27, 2022, which fell on a weekend), resulting in the vesting and settlement of 47,181 shares of common stock, as shown in Table I. |
| 9 | Derivative | 2021 February Restricted Stock Units | 2022-02-24 | M | D | 25,228 | $0.00 | 50,458 | D | — · — to — | 25,228 Common Stock | (F1) As previously reported, on February 24, 2021, the reporting person received a grant of 75,686 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on February 24, 2022, resulting in the vesting and settlement of 25,228 shares of common stock, as shown in Table I. The remaining 50,458 restricted stock units are shown in Table II, of which 25,229 are scheduled to vest on each of February 24, 2023, and February 24, 2024. |