Form 4 for HON Honeywell Technologies
Accepted 2022-03-01 00:00:00 ET · period of report 2022-02-26 · accession 0001209191-22-014162 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-01 | 2022-02-27 | HON | Waldron John F. | Pres, CEO, SPS | M - OptEx | — | +1,594 | 43.5K | +4% | — |
| DM | 2022-03-01 | 2022-02-26+ | HON | Waldron John F. | Pres, CEO, SPS | F - Tax | $186.90 | -2,834 | 42.8K | -6% | -$529.7K |
| D | 2022-03-01 | 2022-02-26 | HON | Waldron John F. | Pres, CEO, SPS | A - Grant | $0.00 | +4,744 | 44.1K | +12% | $0 |
| D | 2022-03-01 | 2022-02-27 | HON | Waldron John F. | Pres, CEO, SPS | M - OptEx | $0.00 | -1,594 | 1,529 | -51% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-27 | M | A | 1,594 | — | 43,525 | D | — | — | (F2) Instrument converts to common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-02-26 | F | D | 2,121 | $186.90 | 41,931 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-26 | A | A | 4,744 | $0.00 | 44,052 | D | — | — | (F1) Shares of common stock acquired pursuant to Performance Stock Units ("PSU") for the performance period 2019-2021, including dividend equivalents. One-half of the PSUs awarded to the reporting person were settled in cash and did not result in the acquisition of beneficial ownership. |
| 4 | Common | Common Stock | 2022-02-27 | F | D | 713 | $186.90 | 42,812 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2022-02-27 | M | D | 1,594 | $0.00 | 1,529 | D | — · — to — | 1,594 Common Stock | (F4) The Restricted Stock Units were adjusted to increase the number of shares in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. (F3) Includes the reinvestment of dividend equivalents into 112 additional restricted stock units. (F6) Excludes reinvestment of dividend equivalents during the vesting period. (F2) Instrument converts to common stock on a one-for-one basis. (F5) The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in three equal installments on each of February 27 2020, February 27, 2022 and February 27, 2024. |