Form 4 for HLIO HELIOS TECHNOLOGIES, INC.
Accepted 2022-03-01 00:00:00 ET · period of report 2022-02-25 · accession 0001209191-22-014383 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-01 | 2022-02-25+ | HLIO | Arduini Matteo | Pres, QRC | M - OptEx | $0.00 | +2,884 | 3,124 | +1,202% | $0 |
| DM | 2022-03-01 | 2022-02-25+ | HLIO | Arduini Matteo | Pres, QRC | F - Tax | $101.11 | -1,332 | 2,229 | -37% | -$134.7K |
| DM | 2022-03-01 | 2022-02-25+ | HLIO | Arduini Matteo | Pres, QRC | M - OptEx | $0.00 | -2,884 | 437 | -87% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-28 | M | A | 437 | $0.00 | 2,431 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-25 | F | D | 1,130 | $105.17 | 1,994 | D | — | — | (F2) 2447 restricted stock units became fully vested on 2/25/2022, of which 1130 were converted to cash to satisfy tax withholding obligations. Tax withholding was calculated pursuant to performance criteria for period ending on the last day of January 1, 2022. |
| 3 | Common | Common Stock | 2022-02-25 | M | A | 2,447 | $0.00 | 3,124 | D | — | — | (F1) Acquired performance-based restricted stock units granted to the Reporting Person on February 22, 2019, as determined by the performance period beginning on the first day of the Company's fiscal year ending December 28, 2019 and ending on the last day of the Company's fiscal year ending January 1, 2022, following subsequent financial approval on February 25, 2022 of the payout percentage for the grant based on performance criteria. The payout percentage for the grant based on performance goals was 150%. |
| 4 | Common | Common Stock | 2022-02-28 | F | D | 202 | $78.41 | 2,229 | D | — | — | (F3) 437 restricted stock units became fully vested on 2/28/2022, of which 202 were converted to cash to satisfy tax withholding obligations. |
| 5 | Derivative | Performance-Based Restricted Stock Units | 2022-02-25 | M | D | 2,447 | $0.00 | 0 | D | — · — to — | 2,447 Common Stock | (F1) Acquired performance-based restricted stock units granted to the Reporting Person on February 22, 2019, as determined by the performance period beginning on the first day of the Company's fiscal year ending December 28, 2019 and ending on the last day of the Company's fiscal year ending January 1, 2022, following subsequent financial approval on February 25, 2022 of the payout percentage for the grant based on performance criteria. The payout percentage for the grant based on performance goals was 150%. |
| 6 | Derivative | Restricted Stock Units | 2022-02-28 | M | D | 437 | $0.00 | 437 | D | — · — to — | 437 Common Stock | (F4) Each RSU represents the right to receive, following vesting, one share of Common Stock. (F5) Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date. |