Form 4 for HLIO HELIOS TECHNOLOGIES, INC.
Accepted 2022-03-01 00:00:00 ET · period of report 2022-02-25 · accession 0001209191-22-014388 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-01 | 2022-02-25+ | HLIO | Morgan Jason Lemar | Pres, CVT | M - OptEx | $0.00 | +1,804 | 2,416 | +295% | $0 |
| DM | 2022-03-01 | 2022-02-25+ | HLIO | Morgan Jason Lemar | Pres, CVT | F - Tax | $100.01 | -710 | 2,279 | -24% | -$71.0K |
| DM | 2022-03-01 | 2022-02-25+ | HLIO | Morgan Jason Lemar | Pres, CVT | M - OptEx | $0.00 | -1,804 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-25 | M | A | 1,456 | $0.00 | 2,640.62 | D | — | — | (F1) Acquired performance-based restricted stock units granted to the Reporting Person on February 22, 2019, as determined by the performance period beginning on the first day of the Company's fiscal year ending December 28, 2019 and ending on the last day of the Company's fiscal year ending January 1, 2022, following subsequent financial approval on February 25, 2022 of the payout percentage for the grant based on performance criteria. The payout percentage for the grant based on performance goals was 150%. |
| 2 | Common | Common Stock | 2022-02-25 | F | D | 573 | $105.17 | 2,067.62 | D | — | — | (F2) No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Withholding of shares to cover taxes on the vesting was calculated pursuant to performance criteria for period ending on the last day of January 1, 2022. |
| 3 | Common | Common Stock | 2022-02-28 | M | A | 348 | $0.00 | 2,415.62 | D | — | — | |
| 4 | Common | Common Stock | 2022-02-28 | F | D | 137 | $78.41 | 2,278.62 | D | — | — | (F3) No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. |
| 5 | Derivative | Restricted Stock Units | 2022-02-28 | M | D | 348 | $0.00 | 348 | D | — · — to — | 348 Common Stock | (F5) Each RSU represents the right to receive, following vesting, one share of Common Stock. (F6) Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date. |
| 6 | Derivative | Performance-Based Restricted Stock Units | 2022-02-25 | M | D | 1,456 | $0.00 | 0 | D | — · — to — | 1,456 Common Stock | (F1) Acquired performance-based restricted stock units granted to the Reporting Person on February 22, 2019, as determined by the performance period beginning on the first day of the Company's fiscal year ending December 28, 2019 and ending on the last day of the Company's fiscal year ending January 1, 2022, following subsequent financial approval on February 25, 2022 of the payout percentage for the grant based on performance criteria. The payout percentage for the grant based on performance goals was 150%. |