Form 4 for APTV Aptiv
Accepted 2022-03-02 00:00:00 ET · period of report 2022-02-28 · accession 0001209191-22-014675 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-02 | 2022-02-28 | APTV | CLARK KEVIN P | Pres, CEO, Dir | A - Grant | $0.00 | +90.2K | 275.7K | +49% | $0 |
| D | 2022-03-02 | 2022-02-28 | APTV | CLARK KEVIN P | Pres, CEO, Dir | X - OptEx | $0.00 | +1,091 | 300.1K | +0.4% | $0 |
| D | 2022-03-02 | 2022-02-28 | APTV | CLARK KEVIN P | Pres, CEO, Dir | D - Sale to Iss | $0.00 | -5,793 | 294.3K | -2% | $0 |
| D | 2022-03-02 | 2022-02-28 | APTV | CLARK KEVIN P | Pres, CEO, Dir | F - Tax | $129.44 | -54.6K | 239.6K | -19% | -$7.07M |
| D | 2022-03-02 | 2022-02-28 | APTV | CLARK KEVIN P | Pres, CEO, Dir | X - OptEx | $0.00 | -1,091 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-02-28 | A | A | 54,125 | $0.00 | 329,857 | D | — | — | (F5) Each performance share represents a contingent right to receive an ordinary share of Aptiv PLC, and will vest based upon the achievement of specified performance criteria, with a performance period from January 1, 2022 to December 31, 2024. |
| 2 | Common | Ordinary Shares | 2022-02-28 | A | A | 36,083 | $0.00 | 275,732 | D | — | — | (F4) The shares will vest in three equal installments beginning on the first anniversary of the date of grant. |
| 3 | Common | Ordinary Shares | 2022-02-28 | X | A | 1,091 | $0.00 | 300,067 | D | — | — | (F1) Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted stock unit to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share. |
| 4 | Common | Ordinary Shares | 2022-02-28 | D | D | 5,793 | $0.00 | 294,274 | D | — | — | (F2) Disposal of ordinary shares back to the issuer with respect to below-target performance during the 2019-2021 performance period. |
| 5 | Common | Ordinary Shares | 2022-02-28 | F | D | 54,625 | $129.44 | 239,649 | D | — | — | (F3) Shares withheld to pay tax liabilities incident to the vesting of restricted stock units and settlement of dividend equivalent rights. |
| 6 | Derivative | Dividend Equivalent Right | 2022-02-28 | X | D | 1,091 | $0.00 | 0 | D | — · — to — | 1,091 Ordinary Shares | (F1) Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted stock unit to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share. |