Form 4 for GNW GENWORTH FINANCIAL INC
Accepted 2022-03-02 00:00:00 ET · period of report 2022-03-01 · accession 0001209191-22-014715 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-03-02 | 2022-03-01 | GNW | Gupta Rohit | Pres, CEO, Enact | A - Grant | $0.00 | +270.3K | 361.0K | +298% | $0 | |
| 2022-03-02 | 2022-03-01 | GNW | Gupta Rohit | Pres, CEO, Enact | F - Tax | $4.00 | -120.1K | 240.9K | -33% | -$480.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-03-01 | A | A | 270,272 | $0.00 | 360,963 | D | — | — | (F1) Reflects Performance Stock Units that were granted on May 16, 2019 and fully vested on March 1, 2022, and settled in Class A Common Stock on a 1:1 basis. |
| 2 | Common | Class A Common Stock | 2022-03-01 | F | D | 120,109 | $4.00 | 240,854 | D | — | — | (F2) The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2022. |