Form 4 for ACLS AXCELIS TECHNOLOGIES INC
Accepted 2022-03-02 00:00:00 ET · period of report 2022-02-28 · accession 0001209191-22-014844 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-03-02 | 2022-02-28 | ACLS | BREWER KEVIN J | EVP, CFO | F - Tax | $0.00 | -6,597 | 69.7K | -9% | $0 |
| 2022-03-02 | 2022-03-02 | ACLS | BREWER KEVIN J | EVP, CFO | S - Sale | $70.89 | -8,636 | 58.1K | -13% | -$612.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-28 | F | D | 2,909 | $0.00 | 66,761 | D | — | — | (F2) These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2022. (F5) Of the shares beneficially owned by the executive on February 28, 2022 after the vesting of shares issued on both the 2020 performance based restricted stock units and the 2021 performance based restricted stock units, 40,389 shares were issuable on vesting of restricted stock units which are subject to forfeiture. |
| 2 | Common | Common Stock | 2022-03-02 | S | D | 8,636 | $70.89 | 58,125 | D | — | — | (F6) The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $70.80 to $70.90, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. (F7) Of the shares held as of March 2, 2022, 40,389 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture. |
| 3 | Common | Common Stock | 2022-02-28 | F | D | 3,688 | $0.00 | 69,670 | D | — | — | (F2) These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 28, 2022. (F3) Of the shares beneficially owned by the executive on February 28, 2022 after the vesting of the 2020 performance based restricted stock units, 46,947 shares were issuable on vesting of restricted stock units which are subject to forfeiture. This number includes 6,558 shares issuable under the executive's 2021 performance based restricted stock units, which also vested on February 28, 2022. |