Form 4 for BHF Brighthouse Financial, Inc.
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0001209191-22-015644 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-03 | 2022-03-01 | BHF | Steigerwalt Eric T | Pres, CEO, Dir | M - OptEx | — | +37.1K | 215.8K | +21% | — |
| D | 2022-03-03 | 2022-03-01 | BHF | Steigerwalt Eric T | Pres, CEO, Dir | A - Grant | $48.06 | +82.4K | 281.8K | +41% | +$3.96M |
| DM | 2022-03-03 | 2022-03-01 | BHF | Steigerwalt Eric T | Pres, CEO, Dir | F - Tax | $48.06 | -53.1K | 199.4K | -21% | -$2.55M |
| DM | 2022-03-03 | 2022-03-01 | BHF | Steigerwalt Eric T | Pres, CEO, Dir | M - OptEx | $0.00 | -37.1K | 23.8K | -61% | $0 |
| D | 2022-03-03 | 2022-03-01 | BHF | Steigerwalt Eric T | Pres, CEO, Dir | A - Grant | $0.00 | +37.5K | 37.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-01 | M | A | 37,107 | — | 215,850 | D | — | — | (F1) Payout of shares upon vesting of tranches of Restricted Stock Units ("RSUs") granted in March 2019, March 2020 and March 2021. (F2) Each RSU represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. |
| 2 | Common | Common Stock | 2022-03-01 | A | A | 82,447 | $48.06 | 281,805 | D | — | — | (F3) Shares acquired from the payout of the 2019 Performance Share Unit award. The number of shares issued was based on the achievement of performance goals over the 2019-2021 performance period. |
| 3 | Common | Common Stock | 2022-03-01 | F | D | 36,636 | $48.06 | 245,169 | D | — | — | |
| 4 | Common | Common Stock | 2022-03-01 | F | D | 16,492 | $48.06 | 199,358 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2022-03-01 | M | D | 11,547 | $0.00 | 0 | D | — · — to — | 11,547 Common Stock | (F2) Each RSU represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. (F4) Represents vesting of the final tranche of the 2019 RSU award. |
| 6 | Derivative | Restricted Stock Units | 2022-03-01 | M | D | 13,678 | $0.00 | 13,679 | D | — · — to — | 13,678 Common Stock | (F2) Each RSU represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. (F5) Represents vesting of the second of three tranches of the 2020 RSU award. The final tranche will vest on the first business day in March 2023. |
| 7 | Derivative | Restricted Stock Units | 2022-03-01 | M | D | 11,882 | $0.00 | 23,763 | D | — · — to — | 11,882 Common Stock | (F2) Each RSU represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. (F6) Represents vesting of the first of three tranches of the 2021 RSU award. The remaining tranches will vest in substantially equal installments on the first business day in March 2023 and 2024. |
| 8 | Derivative | Restricted Stock Units | 2022-03-01 | A | A | 37,453 | $0.00 | 37,453 | D | — · — to — | 37,453 Common Stock | (F2) Each RSU represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. (F7) RSUs awarded in 2022 vest in three substantially equal installments on the first business day in March 2023, 2024 and 2025. |