Form 4 for DCO DUCOMMUN INC /DE/
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0001209191-22-015695 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-03-03 | 2022-03-01 | DCO | Oswald Stephen G | COB, Pres, CEO, Dir | A - Grant | $0.00 | +40.6K | 287.5K | +16% | $0 |
| M | 2022-03-03 | 2022-03-01 | DCO | Oswald Stephen G | COB, Pres, CEO, Dir | F - Tax | $49.67 | -21.4K | 277.1K | -7% | -$1.06M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-01 | A | A | 11,000 | $0.00 | 282,933 | D | — | — | (F5) Represents the vesting of 11,000 performance restricted stock units granted on June 17, 2019. (F6) Granted as compensation for services. |
| 2 | Common | Common Stock | 2022-03-01 | F | D | 15,606 | $49.67 | 271,933 | D | — | — | (F4) Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the settlement, on March 1, 2022, of 29,640 performance stock units, as described in footnote (1) above. |
| 3 | Common | Common Stock | 2022-03-01 | A | A | 29,640 | $0.00 | 287,539 | D | — | — | (F1) Acquired upon the settlement of performance stock units granted on June 17, 2019 under the Ducommun Incorporated Stock Incentive Plan as a result of the satisfaction of the performance criteria underlying the award. (F2) Granted as compensation for services. (F3) The total amount of securities listed includes 463 shares of common stock acquired on January 31, 2022 through the Ducommun Incorporated Employee Stock Purchase Plan. |
| 4 | Common | Common Stock | 2022-03-01 | F | D | 5,792 | $49.67 | 277,141 | D | — | — | (F7) Represents a reduction in shares to satisfy the tax withholding obligations of the Issuer with respect to the settlement on March 1, 2022 of 11,000 performance restricted stock units as described in footnote (5) above. |