Form 4 for AXS AXIS CAPITAL HOLDINGS LTD
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0001209191-22-015777 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-03 | 2022-03-01 | AXS | Ziegler Kent W | Principal Acct Off, Ctrl | F - Tax | $52.92 | -1,648 | 23.6K | -7% | -$87.2K |
| D | 2022-03-03 | 2022-03-01 | AXS | Ziegler Kent W | Principal Acct Off, Ctrl | M - OptEx | $0.00 | +1,645 | 26.1K | +7% | $0 |
| D | 2022-03-03 | 2022-03-01 | AXS | Ziegler Kent W | Principal Acct Off, Ctrl | D - Sale to Iss | $52.92 | -822 | 25.3K | -3% | -$43.5K |
| D | 2022-03-03 | 2022-03-01 | AXS | Ziegler Kent W | Principal Acct Off, Ctrl | M - OptEx | $0.00 | -1,645 | 1,646 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-03-01 | F | D | 1,648 | $52.92 | 23,628 | D | — | — | |
| 2 | Common | Common Shares | 2022-03-01 | M | A | 1,645 | $0.00 | 26,098 | D | — | — | |
| 3 | Common | Common Shares | 2022-03-01 | D | D | 822 | $52.92 | 25,276 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2022-03-01 | M | D | 1,645 | $0.00 | 1,646 | D | — · — to — | 1,645 Common Shares | (F1) Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). (F2) The restricted stock units vest in four equal annual installments beginning March 1, 2020. |