Form 4 for RARE Ultragenyx Pharmaceutical Inc.
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0001209191-22-015833 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-03 | 2022-03-01+ | RARE | Dier Mardi | CFO, EVP | S - Sale | $65.71 | -954 | 38.2K | -2% | -$62.7K |
| D | 2022-03-03 | 2022-03-01 | RARE | Dier Mardi | CFO, EVP | A - Grant | $0.00 | +14.0K | 52.2K | +37% | $0 |
| D | 2022-03-03 | 2022-03-01 | RARE | Dier Mardi | CFO, EVP | A - Grant | $0.00 | +24.9K | 24.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-03 | S | D | 420 | $64.55 | 51,808 | D | — | — | (F4) Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions. |
| 2 | Common | Common Stock | 2022-03-01 | S | D | 534 | $66.62 | 38,228 | D | — | — | |
| 3 | Common | Common Stock | 2022-03-01 | A | A | 14,000 | $0.00 | 52,228 | D | — | — | (F2) Award of RSUs under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date. |
| 4 | Derivative | Stock Option (Right to Buy) | 2022-03-01 | A | A | 24,900 | $0.00 | 24,900 | D | $67.37 · — to 2032-03-01 | 24,900 Common Stock | (F5) On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date. |