Form 4 for CERS CERUS CORP
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0001209191-22-015940 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-03 | 2022-03-01 | CERS | Menard Chrystal | CLO | A - Grant | $0.00 | +52.5K | 120.7K | +77% | $0 |
| D | 2022-03-03 | 2022-03-01 | CERS | Menard Chrystal | CLO | A - Grant | — | +105.0K | 105.0K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Restricted Stock Unit | 2022-03-01 | A | A | 52,500 | $0.00 | 120,741 | D | — | — | (F1) Represents the number of shares underlying RSUs. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs vests in three equal annual installments beginning on March 12, 2023, subject to the Reporting Person's continuous service to the Issuer through such vesting date. (F2) Includes 1,203 shares purchased under Issuer's Employee Stock Purchase Plan on 02/28/22. |
| 2 | Derivative | Option (Right to Buy) | 2022-03-01 | A | A | 105,000 | — | 105,000 | D | $5.76 · — to 2032-02-28 | 105,000 Common Stock | (F4) Not applicable. (F3) One fourth (1/4th) of the shares subject to the Option shall vest on the first anniversary of the date of grant, and one forty-eighth (1/48th) of the shares subject to the Option vest monthly thereafter. |