Form 4 for LAZ Lazard, Inc.
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0001209191-22-015954 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-03 | 2022-03-01 | LAZ | RAGONE DOMINICK | CAO | M - OptEx | — | +9,587 | 24.7K | +64% | — |
| D | 2022-03-03 | 2022-03-01 | LAZ | RAGONE DOMINICK | CAO | F - Tax | $34.58 | -8,599 | 16.1K | -35% | -$297.4K |
| D | 2022-03-03 | 2022-03-01 | LAZ | RAGONE DOMINICK | CAO | M - OptEx | — | -9,587 | 14.4K | -40% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-03-01 | M | A | 9,587 | — | 15,817 | D | — | — | (F1) Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs and Restricted Class A Common Stock that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards. |
| 2 | Common | Class A Common Stock | 2022-03-01 | F | D | 8,599 | $34.58 | 16,068 | D | — | — | (F2) Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1). (F3) Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of RSUs and Restricted Class A Common Stock referenced in Footnote (1). |
| 3 | Common | Restricted Class A Common Stock | 2022-03-01 | M | D | 8,850 | — | 6,058 | D | — | — | (F1) Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs and Restricted Class A Common Stock that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards. |
| 4 | Common | Class A Common Stock | 2022-03-01 | M | A | 8,850 | — | 24,667 | D | — | — | (F1) Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs and Restricted Class A Common Stock that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards. |
| 5 | Derivative | Restricted Stock Units | 2022-03-01 | M | D | 9,587 | — | 14,446 | D | — · 2022-03-01 to 2022-03-01 | 9,587 Class A Common Stock | (F4) Each RSU represents a contingent right to receive one share of Class A Common Stock. |