Form 4 for PSNL Personalis, Inc.
Accepted 2022-03-04 00:00:00 ET · period of report 2022-03-02 · accession 0001209191-22-016514 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-03-04 | 2022-03-03 | PSNL | Nieh Peter | Affiliate of 10% Owner | P - Purchase | $10.38 | +4,750 | 4,750 | New | +$49.3K | |
| MI | 2022-03-04 | 2022-03-02+ | PSNL | Nieh Peter | Affiliate of 10% Owner | P - Purchase | $9.85 | +310.0K | 1.82M | +20% | +$3.05M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-03 | P | A | 4,750 | $10.38 | 4,750 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $10.22 to $10.50. The price reported above reflects the weighted average price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F5) Shares are held by Peter Nieh. |
| 2 | Common | Common Stock | 2022-03-03 | P | A | 261,011 | $9.83 | 2,084,240 | I See footnote | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $9.54 to $10.19. The price reported above reflects the weighted average price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Shares held by Lightspeed Venture Partners Select IV, L.P. ("Lightspeed Select IV"). Lightspeed General Partner Select IV, L.P. ("LGP Select IV") is the general partner of Lightspeed Select IV. Lightspeed Ultimate General Partner Select IV, L.L.C. ("LUGP Select IV") is the general partner of LGP Select IV. Ravi Mhatre and Arif Janmohamed are the managers of LUGP Select IV and share voting and dispositive power with respect to the shares held by Lightspeed Select IV. LGP Select IV, LUGP Select IV and Messrs. Mhatre and Janmohamed disclaim beneficial ownership of the shares held by Lightspeed Select IV except to the extent of their respective pecuniary interests therein. |
| 3 | Common | Common Stock | 2022-03-02 | P | A | 48,989 | $9.96 | 1,823,229 | I See footnote | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $9.70 to $10.06. The price reported above reflects the weighted average price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Shares held by Lightspeed Venture Partners Select IV, L.P. ("Lightspeed Select IV"). Lightspeed General Partner Select IV, L.P. ("LGP Select IV") is the general partner of Lightspeed Select IV. Lightspeed Ultimate General Partner Select IV, L.L.C. ("LUGP Select IV") is the general partner of LGP Select IV. Ravi Mhatre and Arif Janmohamed are the managers of LUGP Select IV and share voting and dispositive power with respect to the shares held by Lightspeed Select IV. LGP Select IV, LUGP Select IV and Messrs. Mhatre and Janmohamed disclaim beneficial ownership of the shares held by Lightspeed Select IV except to the extent of their respective pecuniary interests therein. |