Form 4 for DFIN Donnelley Financial Solutions, Inc.
Accepted 2022-03-07 00:00:00 ET · period of report 2022-03-03 · accession 0001209191-22-016779 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-03-07 | 2022-03-03 | DFIN | Turner Kami | CAO | A - Grant | $31.04 | +28.6K | 35.1K | +441% | +$887.8K |
| M | 2022-03-07 | 2022-03-03+ | DFIN | Turner Kami | CAO | F - Tax | $30.89 | -6,717 | 46.4K | -13% | -$207.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-03 | A | A | 3,200 | — | 47,462 | D | — | — | (F5) Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2023. |
| 2 | Common | Common Stock | 2022-03-03 | A | A | 14,161 | — | 44,262 | D | — | — | (F4) Represents earned portions of Company granted PSUs issued in 2020 and 2021 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of the 2020 PSUs were subject to performance goals for 2020 and 25% of each of the 2020 and 2021 PSUs are subject to performance goals for 2021. On March 3, 2022, the Compensation Committee determined the achievement of the performance goals for 2020 and 2021, resulting in 9,461 and 4,700 earned stock units, for the 2020 and 2021 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2022 and 2023 performance year, as applicable. |
| 3 | Common | Common Stock | 2022-03-03 | F | D | 4,980 | $31.04 | 30,101 | D | — | — | |
| 4 | Common | Common Stock | 2022-03-03 | A | A | 11,241 | $31.04 | 35,081 | D | — | — | |
| 5 | Common | Common Stock | 2022-03-03 | F | D | 688 | $31.04 | 23,840 | D | — | — | |
| 6 | Common | Common Stock | 2022-03-05 | F | D | 1,049 | $30.10 | 46,413 | D | — | — | (F6) Includes 22,184 shares held directly, 10,068 restricted stock units, and 14,161 earned performance share units with additional service-based vesting. |