Form 4 for TEVA TEVA PHARMACEUTICAL INDUSTRIES LTD
Accepted 2022-03-08 00:00:00 ET · period of report 2022-03-04 · accession 0001209191-22-017035 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-08 | 2022-03-04+ | TEVA | Dethlefs Sven | EVP, North America Commercial | S - Sale+OE | $7.41 | -10.9K | 147.4K | -7% | -$80.7K |
| DM | 2022-03-08 | 2022-03-04+ | TEVA | Dethlefs Sven | EVP, North America Commercial | M - OptEx | — | +76.8K | 172.4K | +80% | — |
| DM | 2022-03-08 | 2022-03-04+ | TEVA | Dethlefs Sven | EVP, North America Commercial | M - OptEx | $0.00 | -76.8K | 74.9K | -51% | $0 |
| D | 2022-03-08 | 2022-03-04 | TEVA | Dethlefs Sven | EVP, North America Commercial | A - Grant | $0.00 | +154.2K | 154.2K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-03-07 | S | D | 6,993 | $7.37 | 165,381 | D | — | — | (F1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. (F4) Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the restricted share units listed in Table II. (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.30 to $7.49, inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Ordinary Shares | 2022-03-04 | M | A | 37,939 | — | 137,396 | D | — | — | (F1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. (F2) Each restricted share unit represents a contingent right to receive, at settlement, one ordinary share or, at the option of the Human Resources and Compensation Committee, the cash value of one ordinary share. |
| 3 | Common | Ordinary Shares | 2022-03-04 | M | A | 13,930 | — | 151,326 | D | — | — | (F1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. (F2) Each restricted share unit represents a contingent right to receive, at settlement, one ordinary share or, at the option of the Human Resources and Compensation Committee, the cash value of one ordinary share. |
| 4 | Common | Ordinary Shares | 2022-03-04 | S | D | 3,904 | $7.48 | 147,422 | D | — | — | (F1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. (F4) Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the restricted share units listed in Table II. (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.40 to $7.60, inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 5 | Common | Ordinary Shares | 2022-03-05 | M | A | 24,952 | — | 172,374 | D | — | — | (F1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. (F2) Each restricted share unit represents a contingent right to receive, at settlement, one ordinary share or, at the option of the Human Resources and Compensation Committee, the cash value of one ordinary share. |
| 6 | Derivative | Restricted Share Units | 2022-03-04 | M | D | 13,930 | $0.00 | 13,931 | D | — · — to — | 13,930 Ordinary Shares | (F2) Each restricted share unit represents a contingent right to receive, at settlement, one ordinary share or, at the option of the Human Resources and Compensation Committee, the cash value of one ordinary share. (F8) Restricted share units were granted on March 4, 2019, with 13,930 having vested on each of March 4, 2021 and March 4, 2022, and 13,931 vesting on March 4, 2023. |
| 7 | Derivative | Restricted Share Units | 2022-03-04 | M | D | 37,939 | $0.00 | 0 | D | — · — to — | 37,939 Ordinary Shares | (F2) Each restricted share unit represents a contingent right to receive, at settlement, one ordinary share or, at the option of the Human Resources and Compensation Committee, the cash value of one ordinary share. (F7) Restricted share units were received on February 8, 2022 upon satisfaction of performance criteria and vested on March 4, 2022. |
| 8 | Derivative | Restricted Share Units | 2022-03-04 | A | A | 154,155 | $0.00 | 154,155 | D | — · — to — | 154,155 Ordinary Shares | (F2) Each restricted share unit represents a contingent right to receive, at settlement, one ordinary share or, at the option of the Human Resources and Compensation Committee, the cash value of one ordinary share. (F9) Restricted share units were granted on March 4, 2022, with 38,538 vesting on each of March 4, 2023, March 4, 2024 and March 4, 2025, and 38,541 vesting on March 4, 2026. |
| 9 | Derivative | Restricted Share Units | 2022-03-05 | M | D | 24,952 | $0.00 | 74,857 | D | — · — to — | 24,952 Ordinary Shares | (F2) Each restricted share unit represents a contingent right to receive, at settlement, one ordinary share or, at the option of the Human Resources and Compensation Committee, the cash value of one ordinary share. (F10) Restricted share units were granted on March 5, 2021, with 24,952 having vested on March 5, 2022, 24,952 vesting on each of March 5, 2023 and March 5, 2024, and 24,953 vesting on March 5, 2025. |