Form 4 for SFM Sprouts Farmers Market, Inc.
Accepted 2022-03-08 00:00:00 ET · period of report 2022-03-04 · accession 0001209191-22-017238 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-08 | 2022-03-07+ | SFM | Lombardi Brandon F. | CLO | S - Sale+OE | $33.98 | -44.4K | 46.9K | -49% | -$1.51M |
| D | 2022-03-08 | 2022-03-04 | SFM | Lombardi Brandon F. | CLO | A - Grant | $0.00 | +16.0K | 62.9K | +34% | $0 |
| D | 2022-03-08 | 2022-03-07 | SFM | Lombardi Brandon F. | CLO | M - OptEx | $34.33 | +25.7K | 88.7K | +41% | +$883.4K |
| D | 2022-03-08 | 2022-03-07 | SFM | Lombardi Brandon F. | CLO | M - OptEx | $0.00 | -25.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2022-03-07 | S | D | 25,732 | $34.75 | 62,920 | D | — | — | |
| 2 | Common | Common Stock, par value $0.001 per share | 2022-03-04 | A | A | 16,006 | $0.00 | 62,920 | D | — | — | |
| 3 | Common | Common Stock, par value $0.001 per share | 2022-03-08 | S | D | 2,667 | $32.91 | 44,247 | D | — | — | (F2) Includes 29,779 shares of common stock and 14,468 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 4,862 shares will vest evenly over two years on March 9, 2022 and March 9, 2023; 5,215 restricted shares will vest evenly over three years on March 16, 2022, March 16, 2023 and March 16, 2024; and 4,391 shares will vest on March 16, 2022. All such vests assume continued employment through the applicable dates. |
| 4 | Common | Common Stock, par value $0.001 per share | 2022-03-08 | S | D | 16,006 | $32.91 | 46,914 | D | — | — | |
| 5 | Common | Common Stock, par value $0.001 per share | 2022-03-07 | M | A | 25,732 | $34.33 | 88,652 | D | — | — | |
| 6 | Derivative | Stock Option (right to buy) | 2022-03-07 | M | D | 25,732 | $0.00 | 0 | D | $34.33 · — to 2022-03-11 | 25,732 Common stock, par value $0.001 per share | (F3) All such options are presently exercisable. |