Form 4 for STAA STAAR SURGICAL CO
Accepted 2022-03-08 00:00:00 ET · period of report 2022-03-07 · accession 0001209191-22-017260 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-08 | 2022-03-07 | STAA | Blickensdoerfer Hans-Martin | SVP, Comm. Ops, China | M - OptEx | $0.00 | +5,910 | 83.1K | +8% | $0 |
| D | 2022-03-08 | 2022-03-07 | STAA | Blickensdoerfer Hans-Martin | SVP, Comm. Ops, China | M - OptEx | $0.00 | +12.3K | 12.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-07 | M | A | 5,910 | $0.00 | 83,110 | D | — | — | (F1) Award of 5,910 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/7/23, 1/3 of the RSUs on 3/7/24, and 1/3 of the RSUs on 3/7/25. |
| 2 | Derivative | Common Stock Options | 2022-03-07 | M | A | 12,293 | $0.00 | 12,293 | D | $74.80 · 2023-03-07 to 2032-03-06 | 12,293 Common Stock | (F2) The options granted become exercisable as follows: 1/3 on 3/7/2023 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/7/2025. |