Form 4/A for ACI Albertsons Companies, Inc.
Accepted 2022-03-10 00:00:00 ET · period of report 2022-02-28 · accession 0001209191-22-018049 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2022-03-10 | 2022-02-28 | ACI | MORRIS SUSAN | EVP, Chief Ops Off | M - OptEx | — | +71.5K | 789.1K | +10% | — |
| DMA | 2022-03-10 | 2022-02-28 | ACI | MORRIS SUSAN | EVP, Chief Ops Off | F - Tax | $29.15 | -32.8K | 786.4K | -4% | -$955.2K |
| DMA | 2022-03-10 | 2022-02-28 | ACI | MORRIS SUSAN | EVP, Chief Ops Off | M - OptEx | — | -71.5K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock, par value $0.01 | 2022-02-28 | M | A | 68,719 | — | 817,904 | D | — | — | (F1) Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. (the "Company") and to receive a tax bonus equal to 4% of the fair market value of the Class A common stock paid to the reporting person in respect of vested restricted stock units. For this vesting event, the reporting person elected to receive the tax bonus in the form of vested restricted stock units, and not in cash, as reported in Note 2 below. The awards vested in full on February 28, 2022. |
| 2 | Common | Class A common stock, par value $0.01 | 2022-02-28 | F | D | 1,261 | $29.15 | 787,884 | D | — | — | |
| 3 | Common | Class A common stock, par value $0.01 | 2022-02-28 | M | A | 2,749 | — | 789,145 | D | — | — | (F2) Each restricted stock unit represents a contractual right to receive one share of Class A common stock of the Company. As a result of the reporting person electing to receive their tax bonus in vested restricted stock units, the awards were granted and vested in full on February 28, 2022. |
| 4 | Common | Class A common stock, par value $0.01 | 2022-02-28 | F | D | 31,508 | $29.15 | 786,396 | D | — | — | |
| 5 | Derivative | Time-based Restricted Stock Units | 2022-02-28 | M | D | 68,719 | — | 0 | D | — · — to — | 68,719 Class A common stock, par value $0.01 | (F1) Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. (the "Company") and to receive a tax bonus equal to 4% of the fair market value of the Class A common stock paid to the reporting person in respect of vested restricted stock units. For this vesting event, the reporting person elected to receive the tax bonus in the form of vested restricted stock units, and not in cash, as reported in Note 2 below. The awards vested in full on February 28, 2022. |
| 6 | Derivative | Time-based Restricted Stock Units | 2022-02-28 | M | D | 2,749 | — | 0 | D | — · — to — | 2,749 Class A common stock, par value $0.01 | (F2) Each restricted stock unit represents a contractual right to receive one share of Class A common stock of the Company. As a result of the reporting person electing to receive their tax bonus in vested restricted stock units, the awards were granted and vested in full on February 28, 2022. |