Form 4 for BOX BOX INC
Accepted 2022-03-11 00:00:00 ET · period of report 2022-03-10 · accession 0001209191-22-018337 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-11 | 2022-03-10 | BOX | Levie Aaron | CEO, Dir | M - OptEx | $2.91 | +2.00M | 4.24M | +89% | +$5.81M |
| DM | 2022-03-11 | 2022-03-10 | BOX | Levie Aaron | CEO, Dir | F - Tax | — | -918.1K | 4.19M | -18% | — |
| DM | 2022-03-11 | 2022-03-10 | BOX | Levie Aaron | CEO, Dir | M - OptEx | $0.00 | -2.00M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-03-10 | M | A | 770,000 | $1.16 | 3,011,275 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-03-10 | F | D | 867,953 | — | 3,323,221 | D | — | — | (F2) Shares withheld for the payment of exercise price and tax withholding with respect to the exercise of shares otherwise deliverable to the Reporting Person upon the exercise of 1,491,918 stock options that were set to expire in April 2022. The net result was an increase of 623,965 shares held. |
| 3 | Common | Class A Common Stock | 2022-03-10 | F | D | 50,101 | — | 4,191,174 | D | — | — | (F1) Shares owned by the Reporting Person that were delivered to the Company in payment of the aggregate exercise price with respect to 508,082 stock options that were set to expire in April 2022. The net result was an increase of 457,981 shares held. |
| 4 | Common | Class A Common Stock | 2022-03-10 | M | A | 1,230,000 | $4.00 | 4,241,275 | D | — | — | |
| 5 | Derivative | Employee Stock Option (right to buy) | 2022-03-10 | M | D | 410,000 | $0.00 | 0 | D | $4.00 · — to 2022-04-01 | 410,000 Class A Common Stock | (F3) The shares subject to the option were fully vested and exercisable. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2022-03-10 | M | D | 410,000 | $0.00 | 0 | D | $4.00 · — to 2022-04-01 | 410,000 Class A Common Stock | (F3) The shares subject to the option were fully vested and exercisable. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2022-03-10 | M | D | 410,000 | $0.00 | 0 | D | $4.00 · — to 2022-04-27 | 410,000 Class A Common Stock | (F3) The shares subject to the option were fully vested and exercisable. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2022-03-10 | M | D | 770,000 | $0.00 | 0 | D | $1.16 · — to 2022-04-01 | 770,000 Class A Common Stock | (F3) The shares subject to the option were fully vested and exercisable. |