Form 4 for KR Kroger
Accepted 2022-03-14 00:00:00 ET · period of report 2022-03-10 · accession 0001209191-22-018395 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-14 | 2022-03-10+ | KR | MCMULLEN W RODNEY | COB, CEO, Dir | F - Tax | $56.70 | -166.5K | 3.43M | -5% | -$9.44M |
| DM | 2022-03-14 | 2022-03-10 | KR | MCMULLEN W RODNEY | COB, CEO, Dir | A - Grant | $0.00 | +315.0K | 3.54M | +10% | $0 |
| D | 2022-03-14 | 2022-03-10 | KR | MCMULLEN W RODNEY | COB, CEO, Dir | A - Grant | $0.00 | +142.9K | 142.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-11 | F | D | 54,010 | $55.89 | 3,371,050.24 | D | — | — | (F4) Payment of tax liability associated with restricted stock. (F5) Between October 1, 2021 and December 31, 2021, the reporting person acquired 1,573.599 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. |
| 2 | Common | Common Stock | 2022-03-10 | F | D | 112,494 | $57.09 | 3,425,060.24 | D | — | — | (F3) Payment of tax liability associated with share award. |
| 3 | Common | Common Stock | 2022-03-10 | A | A | 60,431 | $0.00 | 3,283,009.24 | D | — | — | (F1) Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award. |
| 4 | Common | Common Stock | 2022-03-10 | A | A | 254,545 | $0.00 | 3,537,554.24 | D | — | — | (F2) Shares awarded pursuant to a long-term incentive plan of The Kroger Co. |
| 5 | Derivative | Non-Qualified Stock Option | 2022-03-10 | A | A | 142,858 | $0.00 | 142,858 | D | $57.09 · — to 2032-03-10 | 142,858 Common Stock | (F6) These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant. |