Form 4 for SMRT SmartRent, Inc.

Accepted 2022-03-14 00:00:00 ET · period of report 2022-03-10 · accession 0001209191-22-018446 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2022-03-14	2022-03-10	SMRT	Real Estate Technology Ventures, L.P.	10%	X - OptEx	$0.00	+937.0K	5.72M	+20%	$0
DI	2022-03-14	2022-03-10	SMRT	Real Estate Technology Ventures, L.P.	10%	X - OptEx	$0.00	-937.0K	0	-100%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2022-03-10	X	A	937,018	$0.00	5,716,921	I By RET Ventures SPV I, L.P.	—	—	(F1) Shares are held directly by RET Ventures SPV I, L.P. ("RET SPV I"). RETV GP, LLC ("RET GP I") is the general partner of RET SPV I and may be deemed to beneficially own the shares held by RET SPV I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET SPV I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.
2	Derivative	Warrants	2022-03-10	X	D	937,018	$0.00	0	I By RET Ventures SPV I, L.P.	$0.00 · — to 2030-04-23	937,018 Class A Common Stock	(F1) Shares are held directly by RET Ventures SPV I, L.P. ("RET SPV I"). RETV GP, LLC ("RET GP I") is the general partner of RET SPV I and may be deemed to beneficially own the shares held by RET SPV I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET SPV I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. (F10) Immediately exercisable.