Form 4 for PSNL Personalis, Inc.
Accepted 2022-03-14 00:00:00 ET · period of report 2022-03-10 · accession 0001209191-22-018603 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-14 | 2022-03-10+ | PSNL | West John Stephen | Pres, CEO, Dir | D - Sale to Iss | $9.28 | -43.8K | 252.6K | -15% | -$406.5K |
| DM | 2022-03-14 | 2022-03-10+ | PSNL | West John Stephen | Pres, CEO, Dir | D - Sale to Iss | $0.00 | -43.8K | 143.7K | -23% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-11 | D | D | 10,888 | $8.99 | 241,672 | D | — | — | (F2) The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. (F3) The weighted average sale price for the transaction reported was $8.99, and the range of prices were between $9.38 and $8.83. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. |
| 2 | Common | Common Stock | 2022-03-10 | D | D | 32,897 | $9.38 | 252,560 | D | — | — | (F2) The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. (F1) The weighted average sale price for the transaction reported was $9.38, and the range of prices were between $9.35 and $9.805. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. |
| 3 | Derivative | Stock Option (Right to Buy) | 2022-03-10 | D | D | 32,897 | $0.00 | 154,602 | D | $1.84 · — to 2023-11-13 | 32,897 Common Stock | (F4) The Shares subject to the option are fully vested and exercisable. |
| 4 | Derivative | Stock Option (Right to Buy) | 2022-03-11 | D | D | 10,888 | $0.00 | 143,714 | D | $1.84 · — to 2023-11-13 | 10,888 Common Stock | (F4) The Shares subject to the option are fully vested and exercisable. |