Form 4 for MMI Marcus & Millichap, Inc.
Accepted 2022-03-14 00:00:00 ET · period of report 2022-03-10 · accession 0001209191-22-018671 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-14 | 2022-03-10 | MMI | LaBerge Gregory A. | Chief Administrative Off | F - Tax | $45.16 | -871 | 13.0K | -6% | -$39.3K |
| DM | 2022-03-14 | 2022-03-10 | MMI | LaBerge Gregory A. | Chief Administrative Off | M - OptEx | — | +2,511 | 13.6K | +23% | — |
| DM | 2022-03-14 | 2022-03-10 | MMI | LaBerge Gregory A. | Chief Administrative Off | M - OptEx | $0.00 | -2,511 | 1,831 | -58% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-10 | F | D | 351 | $45.16 | 14,047 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2022. |
| 2 | Common | Common Stock | 2022-03-10 | F | D | 173 | $45.16 | 12,732 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2022. |
| 3 | Common | Common Stock | 2022-03-10 | F | D | 211 | $45.16 | 13,386 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2022. |
| 4 | Common | Common Stock | 2022-03-10 | M | A | 498 | — | 12,905 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 5 | Common | Common Stock | 2022-03-10 | M | A | 1,012 | — | 14,398 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 6 | Common | Common Stock | 2022-03-10 | M | A | 391 | — | 13,123 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 7 | Common | Common Stock | 2022-03-10 | F | D | 136 | $45.16 | 12,987 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2022. |
| 8 | Common | Common Stock | 2022-03-10 | M | A | 610 | — | 13,597 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 9 | Derivative | Restricted Stock Units | 2022-03-10 | M | D | 498 | $0.00 | 505 | D | — · — to 2028-02-26 | 498 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F3) The restricted stock units vest in five equal annual installments beginning March 10, 2019. |
| 10 | Derivative | Restricted Stock Units | 2022-03-10 | M | D | 391 | $0.00 | 783 | D | — · — to 2029-02-13 | 391 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F4) The restricted stock units vest in five equal annual installments beginning March 10, 2020. |
| 11 | Derivative | Restricted Stock Units | 2022-03-10 | M | D | 1,012 | $0.00 | 4,056 | D | — · — to 2031-02-11 | 1,012 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F6) The restricted stock units vest in five equal annual installments beginning March 10, 2022. |
| 12 | Derivative | Restricted Stock Units | 2022-03-10 | M | D | 610 | $0.00 | 1,831 | D | — · — to 2030-02-11 | 610 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F5) The restricted stock units vest in five equal annual installments beginning March 10, 2021. |