Form 4 for AWR AMERICAN STATES WATER CO
Accepted 2022-03-15 00:00:00 ET · period of report 2022-03-11 · accession 0001209191-22-018818 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-03-15 | 2022-03-02+ | AWR | HODGES GRANVILLE R JR | Sr. VP-Ops | A - Grant | $67.83 | +632.40 | 17.8K | +4% | +$42.9K |
| M | 2022-03-15 | 2022-03-14 | AWR | HODGES GRANVILLE R JR | Sr. VP-Ops | F - Tax | $83.89 | -216.66 | 18.1K | -1% | -$18.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-03-11 | A | A | 121 | $0.00 | 17,768.66 | D | — | — | |
| 2 | Common | Common Shares | 2022-03-14 | A | A | 504.55 | $83.89 | 18,273.21 | D | — | — | |
| 3 | Common | Common Shares | 2022-03-14 | F | D | 206.76 | $83.89 | 18,066.45 | D | — | — | (F2) 206.7634 shares withheld to satisfy tax liability. |
| 4 | Common | Common Shares | 2022-03-14 | F | D | 9.90 | $83.89 | 18,056.55 | D | — | — | (F3) 9.9005 shares withheld to satisfy tax liability. |
| 5 | Common | Common Shares | 2022-03-02 | A | A | 6.85 | $83.51 | 17,768.66 | D | — | — | (F1) DER units credited on 03/02/2022 as dividend at FMV |