Form 4 for ATRO ASTRONICS CORP
Accepted 2022-03-15 00:00:00 ET · period of report 2022-03-11 · accession 0001209191-22-018851 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-15 | 2022-03-11 | ATRO | Mulato James | Pres Astronics Test Systems | F - Tax | $13.18 | -576 | 11.0K | -5% | -$7,592 |
| DM | 2022-03-15 | 2022-03-11 | ATRO | Mulato James | Pres Astronics Test Systems | M - OptEx | $0.00 | +1,940 | 11.3K | +21% | $0 |
| D | 2022-03-15 | 2022-03-04 | ATRO | Mulato James | Pres Astronics Test Systems | J - Other | $0.00 | +749.11 | 749.11 | New | $0 |
| DM | 2022-03-15 | 2022-03-11 | ATRO | Mulato James | Pres Astronics Test Systems | M - OptEx | $0.00 | -2,516 | 420 | -86% | $0 |
| D | 2022-03-15 | 2022-02-24 | ATRO | Mulato James | Pres Astronics Test Systems | A - Grant | $0.00 | +12.6K | 12.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | $.01 PV Common Stock | 2022-03-11 | F | D | 513 | $13.18 | 10,818 | D | — | — | |
| 2 | Common | $.01 PV Common Stock | 2022-03-11 | M | A | 210 | $0.00 | 11,028 | D | — | — | |
| 3 | Common | $.01 PV Common Stock | 2022-03-11 | F | D | 63 | $13.18 | 10,965 | D | — | — | |
| 4 | Common | $.01 PV Common Stock | 2022-03-11 | M | A | 1,730 | $0.00 | 11,331 | D | — | — | |
| 5 | Common | .01 PV Common Stock | 2022-03-04 | J | A | 749.11 | $0.00 | 749.11 | D | — | — | |
| 6 | Derivative | Restricted Stock Unit | 2022-03-11 | M | D | 2,306 | $0.00 | 0 | D | — · — to — | 0 $.01 PV Com Stk | (F4) Each restricted stock unit represents the right to receive, at settlement, one share of common stock. (F5) Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period January 1, 2019-December 31, 2021. The "target" number of restricted stock units is reported in Table II. Based on actual performance, 75% of the target number of units vested on December 31, 2021. |
| 7 | Derivative | Restricted Stock Unit | 2022-02-24 | A | A | 12,550 | $0.00 | 12,550 | D | — · — to — | 12,550 $.01 PV COM STK | (F4) Each restricted stock unit represents the right to receive, at settlement, one share of common stock. (F9) Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period January1, 2022- December 31, 2024. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on February 24, 2025, with the vesting percentage determined based on actual performance. |
| 8 | Derivative | Restricted Stock Unit | 2022-03-11 | M | D | 210 | $0.00 | 420 | D | — · — to — | 420 $.01 PV Com Stk | (F4) Each restricted stock unit represents the right to receive, at settlement, one share of common stock. (F7) These restricted stock units vest ratably on each anniversary of the grant date over three years. |