Form 4 for AQB AQUABOUNTY TECHNOLOGIES INC
Accepted 2022-03-16 00:00:00 ET · period of report 2022-03-14 · accession 0001209191-22-019137 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-16 | 2022-03-14 | AQB | Rojas Alejandro | COO | A - Grant | $0.00 | +6,250 | 6,250 | New | $0 |
| D | 2022-03-16 | 2022-03-14 | AQB | Rojas Alejandro | COO | A - Grant | $0.00 | +16.4K | 16.4K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-14 | A | A | 6,250 | $0.00 | 6,250 | D | — | — | (F3) Award of restricted stock granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant. |
| 2 | Derivative | Options to Purchase Common Stock | 2022-03-14 | A | A | 16,407 | $0.00 | 16,407 | D | $1.52 · 2025-03-14 to 2032-03-14 | 16,407 Common Stock | (F12) Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant. |