Form 4 for PSNL Personalis, Inc.
Accepted 2022-03-16 00:00:00 ET · period of report 2022-03-14 · accession 0001209191-22-019360 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-16 | 2022-03-14+ | PSNL | West John Stephen | Pres, CEO, Dir | A - Grant | $1.84 | +89.4K | 353.6K | +34% | +$164.4K |
| DM | 2022-03-16 | 2022-03-14+ | PSNL | West John Stephen | Pres, CEO, Dir | D - Sale to Iss | $7.63 | -89.4K | 285.5K | -24% | -$682.0K |
| DM | 2022-03-16 | 2022-03-14+ | PSNL | West John Stephen | Pres, CEO, Dir | D - Sale to Iss | $0.00 | -89.4K | 122.5K | -42% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-14 | A | A | 21,206 | $1.84 | 306,663 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-15 | D | D | 68,162 | $7.47 | 285,457 | D | — | — | (F1) The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. (F3) The weighted average sale price for the transaction reported was $7.47, and the range of prices were between $7.35 and $7.655. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. |
| 3 | Common | Common Stock | 2022-03-15 | A | A | 68,162 | $1.84 | 353,619 | D | — | — | |
| 4 | Common | Common Stock | 2022-03-14 | D | D | 21,206 | $8.15 | 285,457 | D | — | — | (F1) The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. (F2) The weighted average sale price for the transaction reported was $8.15, and the range of prices were between $7.95 and $8.37. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. |
| 5 | Derivative | Common Stock (Right to Buy) | 2022-03-15 | D | D | 68,162 | $0.00 | 54,346 | D | $1.84 · — to 2023-11-13 | 68,162 Common Stock | (F4) The Shares subject to the option are fully vested and exercisable. |
| 6 | Derivative | Common Stock (Right to Buy) | 2022-03-14 | D | D | 21,206 | $0.00 | 122,508 | D | $1.84 · — to 2023-11-13 | 21,206 Common Stock | (F4) The Shares subject to the option are fully vested and exercisable. |