Form 4 for AEIS ADVANCED ENERGY INDUSTRIES INC

Accepted 2022-03-17 00:00:00 ET · period of report 2022-03-16 · accession 0001209191-22-019397 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-03-17	2022-03-16	AEIS	Kelley Stephen Douglas	Pres, CEO, Dir	A - Grant	$85.97	+26.6K	57.1K	+87%	+$2.28M
DM	2022-03-17	2022-03-16	AEIS	Kelley Stephen Douglas	Pres, CEO, Dir	A - Grant	$0.00	+64.3K	11.2K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-03-16	A	A	26,564	$85.97	57,082	D	—	—	(F1) Employee Restricted Stock units granted 3/16/2022 under the Company's 2021 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary of the grant date. (F2) Represents 41,265 shares of unvested restricted stock units and 15,817 shares Common stock.
2	Derivative	Performance Units	2022-03-16	A	A	53,128	$0.00	32,128	D	$0.00 · — to —	53,128 Common Stock	(F4) These performance shares awards were issued under the LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.
3	Derivative	Employee Stock Option (right to buy)	2022-03-16	A	A	11,154	$0.00	11,154	D	$85.97 · 2023-03-16 to 2033-03-16	11,154 Common Stock	(F3) The employee stock options granted on 3/16/2022 under the Company's LTI Plan will vest in three equal annual installments beginning on the first anniversary of the grant.