Form 4 for EQH Equitable Holdings, Inc.
Accepted 2022-03-17 00:00:00 ET · period of report 2022-03-15 · accession 0001209191-22-019652 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-17 | 2022-03-15 | EQH | Pearson Mark | Pres, CEO, Dir | M - OptEx | $18.74 | +20.0K | 532.2K | +4% | +$374.8K |
| D | 2022-03-17 | 2022-03-15 | EQH | Pearson Mark | Pres, CEO, Dir | S - Sale+OE | $30.50 | -30.0K | 502.2K | -6% | -$915.0K |
| D | 2022-03-17 | 2022-03-15 | EQH | Pearson Mark | Pres, CEO, Dir | M - OptEx | $0.00 | +20.0K | 966.4K | +2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-15 | M | A | 20,000 | $18.74 | 532,211.83 | D | — | — | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. (F2) Total includes Restricted Stock Units. |
| 2 | Common | Common Stock | 2022-03-15 | S | D | 30,000 | $30.50 | 502,211.83 | D | — | — | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. (F3) This transaction was executed in multiple trades at prices ranging from $30.3200 to $30.7100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Total includes Restricted Stock Units. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2022-03-15 | M | A | 20,000 | $0.00 | 966,400 | D | $18.74 · — to 2029-02-14 | 20,000 Common Stock | (F4) Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020. |