Form 4 for OKTA Okta, Inc.
Accepted 2022-03-17 00:00:00 ET · period of report 2022-03-15 · accession 0001209191-22-019670 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-17 | 2022-03-15 | OKTA | KRAMER CHRISTOPHER K | CAO | M - OptEx | $0.00 | +2,859 | 13.8K | +26% | $0 |
| DM | 2022-03-17 | 2022-03-16 | OKTA | KRAMER CHRISTOPHER K | CAO | S - Sale+OE | $152.92 | -1,035 | 13.6K | -7% | -$158.3K |
| DM | 2022-03-17 | 2022-03-15 | OKTA | KRAMER CHRISTOPHER K | CAO | M - OptEx | $0.00 | -2,859 | 0 | -100% | $0 |
| D | 2022-03-17 | 2022-03-15 | OKTA | KRAMER CHRISTOPHER K | CAO | A - Grant | $0.00 | +600 | 600 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-03-15 | M | A | 1,122 | $0.00 | 12,910 | D | — | — | (F1) Includes 17 shares of Class A Common Stock acquired under a Section 423 Employee Stock Purchase Plan. |
| 2 | Common | Class A Common Stock | 2022-03-16 | S | D | 423 | $152.92 | 12,487 | D | — | — | (F3) The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $146.27 to $157.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) with regard to the block trade. |
| 3 | Common | Class A Common Stock | 2022-03-15 | M | A | 349 | $0.00 | 12,836 | D | — | — | |
| 4 | Common | Class A Common Stock | 2022-03-16 | S | D | 123 | $152.92 | 12,713 | D | — | — | (F3) The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $146.27 to $157.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) with regard to the block trade. |
| 5 | Common | Class A Common Stock | 2022-03-15 | M | A | 88 | $0.00 | 12,801 | D | — | — | |
| 6 | Common | Class A Common Stock | 2022-03-16 | S | D | 31 | $152.92 | 12,770 | D | — | — | (F3) The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $146.27 to $157.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) with regard to the block trade. |
| 7 | Common | Class A Common Stock | 2022-03-15 | M | A | 225 | $0.00 | 12,995 | D | — | — | |
| 8 | Common | Class A Common Stock | 2022-03-16 | S | D | 79 | $152.92 | 12,916 | D | — | — | (F3) The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $146.27 to $157.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) with regard to the block trade. |
| 9 | Common | Class A Common Stock | 2022-03-15 | M | A | 138 | $0.00 | 13,054 | D | — | — | |
| 10 | Common | Class A Common Stock | 2022-03-16 | S | D | 49 | $152.92 | 13,005 | D | — | — | (F3) The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $146.27 to $157.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) with regard to the block trade. |
| 11 | Common | Class A Common Stock | 2022-03-15 | M | A | 337 | $0.00 | 13,342 | D | — | — | |
| 12 | Common | Class A Common Stock | 2022-03-16 | S | D | 119 | $152.92 | 13,223 | D | — | — | (F3) The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $146.27 to $157.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) with regard to the block trade. |
| 13 | Common | Class A Common Stock | 2022-03-15 | M | A | 600 | $0.00 | 13,823 | D | — | — | |
| 14 | Common | Class A Common Stock | 2022-03-16 | S | D | 211 | $152.92 | 13,612 | D | — | — | (F3) The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $146.27 to $157.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) with regard to the block trade. |
| 15 | Derivative | Restricted Stock Units | 2022-03-15 | M | D | 1,122 | $0.00 | 1,122 | D | — · — to — | 1,122 Class A Common Stock | (F4) Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. (F5) 25% of the shares underlying the RSU vested on June 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| 16 | Derivative | Restricted Stock Units | 2022-03-15 | M | D | 349 | $0.00 | 1,750 | D | — · — to — | 349 Class A Common Stock | (F4) Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. (F6) 25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| 17 | Derivative | Restricted Stock Units | 2022-03-15 | M | D | 88 | $0.00 | 528 | D | — · — to — | 88 Class A Common Stock | (F4) Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. (F7) 25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| 18 | Derivative | Restricted Stock Units | 2022-03-15 | M | D | 225 | $0.00 | 1,796 | D | — · — to — | 225 Class A Common Stock | (F4) Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. (F8) 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| 19 | Derivative | Restricted Stock Units | 2022-03-15 | M | D | 138 | $0.00 | 1,522 | D | — · — to — | 138 Class A Common Stock | (F4) Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. (F9) 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| 20 | Derivative | Restricted Stock Units | 2022-03-15 | M | D | 337 | $0.00 | 1,011 | D | — · — to — | 337 Class A Common Stock | (F4) Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. (F10) 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| 21 | Derivative | Restricted Stock Units | 2022-03-15 | A | A | 600 | $0.00 | 600 | D | — · — to — | 600 Class A Common Stock | (F4) Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. (F11) 100% of the shares underlying the RSU vested on March 15, 2022. |
| 22 | Derivative | Restricted Stock Units | 2022-03-15 | M | D | 600 | $0.00 | 0 | D | — · — to — | 600 Class A Common Stock | (F4) Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock. (F11) 100% of the shares underlying the RSU vested on March 15, 2022. |