Form 4 for AON Aon plc
Accepted 2022-03-17 00:00:00 ET · period of report 2022-03-15 · accession 0001209191-22-019774 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-17 | 2022-03-15 | AON | Platt James | COO | M - OptEx | — | +691 | 4,738 | +17% | — |
| DM | 2022-03-17 | 2022-03-15 | AON | Platt James | COO | F - Tax | $307.62 | -326 | 4,590 | -7% | -$100.3K |
| DM | 2022-03-17 | 2022-03-15 | AON | Platt James | COO | M - OptEx | $0.00 | -691 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Stock | 2022-03-15 | M | A | 377 | — | 4,602 | D | — | — | (F1) Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. |
| 2 | Common | Class A Ordinary Stock | 2022-03-15 | F | D | 178 | $307.62 | 4,424 | D | — | — | |
| 3 | Common | Class A Ordinary Stock | 2022-03-15 | M | A | 314 | — | 4,738 | D | — | — | (F1) Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. |
| 4 | Common | Class A Ordinary Stock | 2022-03-15 | F | D | 148 | $307.62 | 4,590 | D | — | — | |
| 5 | Derivative | Restricted Share Unit (Right to Receive) | 2022-03-15 | M | D | 314 | $0.00 | 629 | D | — · — to 2024-03-15 | 314 Class A Ordinary Shares | (F3) The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of $0.01 per share issued to the reporting person. (F5) A restricted share unit award was granted on March 15, 2021 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant. |
| 6 | Derivative | Restricted Share Unit (Right to Receive) | 2022-03-15 | M | D | 377 | $0.00 | 0 | D | — · — to 2022-03-15 | 377 Class A Ordinary Shares | (F3) The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of $0.01 per share issued to the reporting person. (F4) A restricted share unit award was granted on March 15, 2019 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant. |