Form 4 for NTNX Nutanix, Inc.
Accepted 2022-03-17 00:00:00 ET · period of report 2022-03-15 · accession 0001209191-22-019781 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-17 | 2022-03-15 | NTNX | Williams Duston | CFO | M - OptEx | $0.00 | +34.2K | 245.4K | +16% | $0 |
| D | 2022-03-17 | 2022-03-16 | NTNX | Williams Duston | CFO | S - Sale+OE | $23.78 | -11.6K | 252.5K | -4% | -$275.7K |
| DM | 2022-03-17 | 2022-03-15 | NTNX | Williams Duston | CFO | M - OptEx | $0.00 | -34.2K | 56.2K | -38% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-03-15 | M | A | 6,250 | $0.00 | 236,072 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-03-16 | S | D | 11,594 | $23.78 | 252,471 | D | — | — | (F1) Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. |
| 3 | Common | Class A Common Stock | 2022-03-15 | M | A | 3,883 | $0.00 | 264,065 | D | — | — | |
| 4 | Common | Class A Common Stock | 2022-03-15 | M | A | 14,735 | $0.00 | 260,182 | D | — | — | |
| 5 | Common | Class A Common Stock | 2022-03-15 | M | A | 9,375 | $0.00 | 245,447 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2022-03-15 | M | D | 6,250 | $0.00 | 18,750 | D | — · — to — | 6,250 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. (F3) The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
| 7 | Derivative | Restricted Stock Units | 2022-03-15 | M | D | 14,735 | $0.00 | 147,343 | D | — · — to — | 14,735 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. (F5) The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
| 8 | Derivative | Restricted Stock Units | 2022-03-15 | M | D | 3,883 | $0.00 | 54,355 | D | — · — to — | 3,883 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. (F6) The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
| 9 | Derivative | Restricted Stock Units | 2022-03-15 | M | D | 9,375 | $0.00 | 56,250 | D | — · — to — | 9,375 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. (F4) The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |