Form 4 for FLL FULL HOUSE RESORTS INC
Accepted 2022-03-21 00:00:00 ET · period of report 2022-03-18 · accession 0001209191-22-020329 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-21 | 2022-03-18 | FLL | Guidroz Elaine | GC, SVP Sec | M - OptEx | $1.51 | +2,250 | 17.7K | +15% | +$3,398 |
| D | 2022-03-21 | 2022-03-18 | FLL | Guidroz Elaine | GC, SVP Sec | S - Sale+OE | $10.08 | -2,250 | 15.4K | -13% | -$22.7K |
| D | 2022-03-21 | 2022-03-18 | FLL | Guidroz Elaine | GC, SVP Sec | M - OptEx | $0.00 | -2,250 | 28.2K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-18 | M | A | 2,250 | $1.51 | 17,694 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-18 | S | D | 2,250 | $10.08 | 15,444 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.25, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2022-03-18 | M | D | 2,250 | $0.00 | 28,250 | D | $1.51 · — to 2025-05-05 | 2,250 Common Stock | (F3) The stock option, representing a right to purchase a total of 50,000 shares, vested in three equal annual installments on May 5, 2016, 2017 and 2018. |