Form 4 for OSS ONE STOP SYSTEMS, INC.
Accepted 2022-03-21 00:00:00 ET · period of report 2022-03-17 · accession 0001209191-22-020440 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-03-21 | 2022-03-17 | OSS | RAUN DAVID | Pres, CEO, Dir | A - Grant | $0.00 | +201.0K | 391.6K | +105% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-17 | A | A | 201,000 | $0.00 | 391,551 | D | — | — | (F1) Represents 201,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as President and Chief Executive Officer of the Issuer, which restricted stock units are subject to the following vesting conditions: 1/3 of the RSUs will vest on February 4, 2023, and the remaining RSUs shall vest in four equal installments, commencing six months after February 4, 2023, and every six months thereafter until fully vested, provided that reporting person is still employed on each such vesting date. (F2) Includes 201,000 unvested restricted stock units held by the Reporting Person, which remain subject to those vesting conditions set forth in Footnote 1 to this Form 4. |