Form 4 for HGBL Heritage Global Inc.
Accepted 2022-03-23 00:00:00 ET · period of report 2022-03-21 · accession 0001209191-22-020745 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-23 | 2022-03-21 | HGBL | SHIMER SAMUEL L | Dir | M - OptEx | $0.42 | +10.0K | 155.0K | +7% | +$4,200 |
| D | 2022-03-23 | 2022-03-21 | HGBL | SHIMER SAMUEL L | Dir | M - OptEx | $0.00 | -10.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-21 | M | A | 10,000 | $0.42 | 155,000 | D | — | — | |
| 2 | Derivative | Option to purchase common stock | 2022-03-21 | M | D | 10,000 | $0.00 | 0 | D | $0.42 · — to 2022-03-31 | 10,000 Common Stock | (F1) Options were granted 3/31/2015 and vested 25% annually beginning on the first anniversary of the grant date. |