Form 4 for QS QuantumScape Corp
Accepted 2022-03-24 00:00:00 ET · period of report 2021-04-21 · accession 0001209191-22-020946 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-24 | 2021-04-21 | QS | MCCARTHY MICHAEL O III | CLO | C - Cnv Deriv | $0.00 | +820.4K | 1.38M | +146% | $0 |
| D | 2022-03-24 | 2021-04-21 | QS | MCCARTHY MICHAEL O III | CLO | C - Cnv Deriv | $0.00 | -820.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-04-21 | C | A | 820,435 | $0.00 | 1,382,228 | D | — | — | (F1) Includes 502,719 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest over time subject to the Reporting Person's continued service as of each vesting date. |
| 2 | Derivative | Class B Common Stock | 2021-04-21 | C | D | 820,435 | $0.00 | 0 | D | — · — to — | 820,435 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. |