Form 4 for GNW GENWORTH FINANCIAL INC
Accepted 2022-03-28 00:00:00 ET · period of report 2022-03-25 · accession 0001209191-22-021314 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-28 | 2022-03-25 | GNW | Haendiges Brian | EVP-U.S. Life Insurance | F - Tax | $3.79 | -21.5K | 40.5K | -35% | -$81.3K |
| D | 2022-03-28 | 2022-03-25 | GNW | Haendiges Brian | EVP-U.S. Life Insurance | M - OptEx | — | +62.0K | 62.0K | New | — |
| D | 2022-03-28 | 2022-03-25 | GNW | Haendiges Brian | EVP-U.S. Life Insurance | M - OptEx | $0.00 | -62.0K | 124.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-03-25 | F | D | 21,460 | $3.79 | 40,544 | D | — | — | (F2) The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 25, 2022. |
| 2 | Common | Class A Common Stock | 2022-03-25 | M | A | 62,004 | — | 62,004 | D | — | — | (F1) Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. |
| 3 | Derivative | Restricted Stock Units | 2022-03-25 | M | D | 62,004 | $0.00 | 124,008 | D | — · — to — | 62,004 Class A Common Stock | (F1) Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. (F3) Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2022. |