Form 4 for GNW GENWORTH FINANCIAL INC
Accepted 2022-03-28 00:00:00 ET · period of report 2022-03-25 · accession 0001209191-22-021315 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-28 | 2022-03-25 | GNW | Karawan Gregory S. | EVP, GC | M - OptEx | — | +17.4K | 57.0K | +44% | — |
| D | 2022-03-28 | 2022-03-25 | GNW | Karawan Gregory S. | EVP, GC | F - Tax | $3.79 | -5,226 | 51.8K | -9% | -$19.8K |
| D | 2022-03-28 | 2022-03-25 | GNW | Karawan Gregory S. | EVP, GC | M - OptEx | $0.00 | -17.4K | 34.7K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-03-25 | M | A | 17,361 | — | 57,034 | D | — | — | (F1) Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. |
| 2 | Common | Class A Common Stock | 2022-03-25 | F | D | 5,226 | $3.79 | 51,808 | D | — | — | (F2) The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 25, 2022. |
| 3 | Derivative | Restricted Stock Units | 2022-03-25 | M | D | 17,361 | $0.00 | 34,723 | D | — · — to — | 17,361 Class A Common Stock | (F1) Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. (F3) Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2022. |