Form 4 for HGBL Heritage Global Inc.
Accepted 2022-03-30 00:00:00 ET · period of report 2022-03-28 · accession 0001209191-22-021636 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-30 | 2022-03-28 | HGBL | Ludwig David Van | Pres of subsidiary, Dir | F - Tax | $1.36 | -14.0K | 1.03M | -1% | -$19.0K |
| D | 2022-03-30 | 2022-03-28 | HGBL | Ludwig David Van | Pres of subsidiary, Dir | M - OptEx | $0.7 | +21.2K | 1.05M | +2% | +$14.9K |
| D | 2022-03-30 | 2022-03-28 | HGBL | Ludwig David Van | Pres of subsidiary, Dir | M - OptEx | $0.00 | -21.2K | 21.2K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-28 | F | D | 13,959 | $1.36 | 1,032,896 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-28 | M | A | 21,250 | $0.7 | 1,046,855 | D | — | — | |
| 3 | Derivative | Option to purchase common stock | 2022-03-28 | M | D | 21,250 | $0.00 | 21,250 | D | $0.7 · — to 2029-06-01 | 21,250 Common Stock | (F1) Options were granted 6/1/2019 and vest 25% annually beginning on the first anniversary of the grant date. |