Form 4 for NDAQ Nasdaq, Inc.
Accepted 2022-04-05 00:00:00 ET · period of report 2022-04-01 · accession 0001209191-22-022985 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-04-05 | 2022-04-01 | NDAQ | DENNISON ANN M | EVP | A - Grant | $0.00 | +1,649 | 19.2K | +9% | $0 | |
| 2022-04-05 | 2022-04-01 | NDAQ | DENNISON ANN M | EVP | F - Tax | $181.92 | -388 | 18.8K | -2% | -$70.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2022-04-01 | A | A | 1,649 | $0.00 | 19,213 | D | — | — | (F1) Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest one-third on April 1, 2024, one-third on April 1, 2025 and one-third on April 1, 2026. |
| 2 | Common | Common Stock, par value $0.01 per share | 2022-04-01 | F | D | 388 | $181.92 | 18,825 | D | — | — | (F3) Represents (i) 5,126 shares or units of restricted stock, of which 371 are vested, (ii) 12,649 shares underlying PSUs of which 11,268 are vested and (iii) 1,050 shares purchased under the Employee Stock Purchase Plan. |