Form 4 for NDAQ Nasdaq, Inc.
Accepted 2022-04-05 00:00:00 ET · period of report 2022-04-01 · accession 0001209191-22-023000 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-04-05 | 2022-04-01 | NDAQ | Peterson Bradley J | EVP | A - Grant | $0.00 | +2,198 | 27.2K | +9% | $0 | |
| 2022-04-05 | 2022-04-01 | NDAQ | Peterson Bradley J | EVP | F - Tax | $181.92 | -577 | 26.6K | -2% | -$105.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 | 2022-04-01 | A | A | 2,198 | $0.00 | 27,214 | D | — | — | (F1) Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest one-third on April 1, 2024, one-third on April 1, 2025 and one-third on April 1, 2026. |
| 2 | Common | Common Stock, par value $0.01 | 2022-04-01 | F | D | 577 | $181.92 | 26,637 | D | — | — | (F3) Represents (i) 13,208 shares or units of restricted stock, of which 5,891 are vested, (ii) 12,241 shares underlying PSUs, all of which are vested and (iii) 1,188 shares purchased under the Employee Stock Purchase Plan. |