Form 4 for ICE Intercontinental Exchange
Accepted 2022-04-06 00:00:00 ET · period of report 2022-04-04 · accession 0001209191-22-023492 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-04-06 | 2022-04-04+ | ICE | Edmonds Christopher Scott | Chief Development Off | M - OptEx | $71.29 | +2,805 | 12.0K | +31% | +$200.0K |
| DM | 2022-04-06 | 2022-04-04+ | ICE | Edmonds Christopher Scott | Chief Development Off | M - OptEx | $0.00 | -2,805 | 11.6K | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-04 | M | A | 1,492 | $67.00 | 10,645 | D | — | — | |
| 2 | Common | Common Stock | 2022-04-06 | M | A | 1,313 | $76.16 | 11,958 | D | — | — | (F1) The common stock number referred in Table I is an aggregate number and represents 3,792 shares of common stock, 1,783 unvested restricted stock units ("RSUs"), and 6,383 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2020, 2021 and 2022 total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023, February 2024 and February 2025, respectively, and will be reported at the time of vesting. |
| 3 | Derivative | Employee Stock Option (right to buy) Holding | 2022-04-04 | M | D | 1,492 | $0.00 | 11,383 | D | $67.00 · — to 2028-02-08 | 1,492 Common Stock | (F2) These options are fully vested. |
| 4 | Derivative | Employee Stock Option (right to buy) Holding | 2022-04-06 | M | D | 1,313 | $0.00 | 11,631 | D | $76.16 · — to 2029-02-08 | 1,313 Common Stock | (F2) These options are fully vested. |