Form 4 for KDP Keurig Dr Pepper
Accepted 2022-04-08 00:00:00 ET · period of report 2022-03-12 · accession 0001209191-22-023874 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-04-08 | 2022-03-12 | KDP | Leyva Mauricio | Pres, Coffee | F - Tax | $0.00 | -110.5K | 291.8K | -27% | $0 |
| D | 2022-04-08 | 2022-03-12 | KDP | Leyva Mauricio | Pres, Coffee | M - OptEx | $0.00 | +261.0K | 402.4K | +185% | $0 |
| D | 2022-04-08 | 2022-03-12 | KDP | Leyva Mauricio | Pres, Coffee | M - OptEx | $0.00 | -261.0K | 391.5K | -40% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-12 | F | D | 110,527 | $0.00 | 291,846 | D | — | — | (F2) Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. |
| 2 | Common | Common Stock | 2022-03-12 | M | A | 260,983 | $0.00 | 402,373 | D | — | — | (F1) These RSUs were granted on March 12, 2020 and vest in two installments: 40% vested on March 12, 2022 and were settled in shares of the Issuer's Common Stock pursuant to the Issuer's Omnibus Stock Incentive Plan and the remaining 60% will vest on March 12, 2025. |
| 3 | Derivative | Restricted Stock Unit | 2022-03-12 | M | D | 260,983 | $0.00 | 391,475 | D | $0.00 · — to — | 260,983 Common Stock | (F3) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F1) These RSUs were granted on March 12, 2020 and vest in two installments: 40% vested on March 12, 2022 and were settled in shares of the Issuer's Common Stock pursuant to the Issuer's Omnibus Stock Incentive Plan and the remaining 60% will vest on March 12, 2025. |