Form 4 for GNW GENWORTH FINANCIAL INC
Accepted 2022-04-08 00:00:00 ET · period of report 2022-04-07 · accession 0001209191-22-023883 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-04-08 | 2022-04-07 | GNW | Gupta Rohit | Pres, CEO, Enact | M - OptEx | — | +44.7K | 344.1K | +15% | — |
| D | 2022-04-08 | 2022-04-07 | GNW | Gupta Rohit | Pres, CEO, Enact | F - Tax | $3.69 | -19.9K | 324.2K | -6% | -$73.3K |
| D | 2022-04-08 | 2022-04-07 | GNW | Gupta Rohit | Pres, CEO, Enact | M - OptEx | $0.00 | -44.7K | 44.7K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-04-07 | M | A | 44,683 | — | 344,101 | D | — | — | (F1) Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. |
| 2 | Common | Class A Common Stock | 2022-04-07 | F | D | 19,858 | $3.69 | 324,243 | D | — | — | (F2) The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on April 7, 2022. |
| 3 | Derivative | Restricted Stock Units | 2022-04-07 | M | D | 44,683 | $0.00 | 44,683 | D | — · — to — | 44,683 Class A Common Stock | (F1) Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. (F3) Restricted Stock Units vested and converted to Class A Common Stock on April 7, 2022. |