Form 4 for PSNL Personalis, Inc.
Accepted 2022-04-15 00:00:00 ET · period of report 2022-04-13 · accession 0001209191-22-024534 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-04-15 | 2022-04-13 | PSNL | West John Stephen | Pres, CEO, Dir | S - Sale+OE | — | -64.4K | 339.8K | -16% | — |
| D | 2022-04-15 | 2022-04-13 | PSNL | West John Stephen | Pres, CEO, Dir | M - OptEx | $1.84 | +64.4K | 404.2K | +19% | +$118.6K |
| D | 2022-04-15 | 2022-04-13 | PSNL | West John Stephen | Pres, CEO, Dir | D - Sale to Iss | $0.00 | -64.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-13 | S | D | 64,430 | — | 339,791 | D | — | — | (F3) The weighted average sale price for the transaction reported was $7.40, and the range of prices were between $7.31 and $7.57. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. |
| 2 | Common | Common Stock | 2022-04-13 | M | A | 64,430 | $1.84 | 404,221 | D | — | — | (F1) The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. (F2) This reflects a reduction of 13 shares due to a scrivener's error on the reporting person's prior filings and does not indicate a purchase and/or sale of such shares. |
| 3 | Derivative | Stock Option (Right to Buy) | 2022-04-13 | D | D | 64,430 | $0.00 | 0 | D | $1.84 · — to 2023-12-11 | 64,430 Common Stock | (F4) The shares subject to the option are fully vested and exercisable. |