Form 4 for MRVL Marvell Technology
Accepted 2022-04-18 00:00:00 ET · period of report 2022-04-14 · accession 0001209191-22-024676 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-04-18 | 2022-04-15 | MRVL | GAYNOR MITCHELL | EVP, CALO | F - Tax | $60.97 | -34.9K | 129.2K | -21% | -$2.13M |
| DM | 2022-04-18 | 2022-04-15 | MRVL | GAYNOR MITCHELL | EVP, CALO | M - OptEx | $0.00 | +70.3K | 130.8K | +116% | $0 |
| D | 2022-04-18 | 2022-04-14 | MRVL | GAYNOR MITCHELL | EVP, CALO | S - Sale+OE | $63.61 | -5,000 | 94.5K | -5% | -$318.1K |
| D | 2022-04-18 | 2022-04-15 | MRVL | GAYNOR MITCHELL | EVP, CALO | A - Grant | $0.00 | +15.1K | 15.1K | New | $0 |
| DM | 2022-04-18 | 2022-04-15 | MRVL | GAYNOR MITCHELL | EVP, CALO | M - OptEx | $0.00 | -70.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-15 | F | D | 1,308 | $60.97 | 127,758 | D | — | — | |
| 2 | Common | Common Stock | 2022-04-15 | M | A | 2,817 | $0.00 | 130,575 | D | — | — | |
| 3 | Common | Common Stock | 2022-04-15 | F | D | 801 | $60.97 | 129,991 | D | — | — | |
| 4 | Common | Common Stock | 2022-04-15 | F | D | 31,368 | $60.97 | 126,429 | D | — | — | |
| 5 | Common | Common Stock | 2022-04-15 | M | A | 2,637 | $0.00 | 129,066 | D | — | — | |
| 6 | Common | Common Stock | 2022-04-14 | S | D | 5,000 | $63.61 | 94,531 | D | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person. |
| 7 | Common | Common Stock | 2022-04-15 | M | A | 63,266 | $0.00 | 157,797 | D | — | — | |
| 8 | Common | Common Stock | 2022-04-15 | M | A | 1,614 | $0.00 | 130,792 | D | — | — | |
| 9 | Common | Common Stock | 2022-04-15 | F | D | 1,397 | $60.97 | 129,178 | D | — | — | |
| 10 | Derivative | Restricted Stock Units | 2022-04-15 | A | A | 15,090 | $0.00 | 15,090 | D | — · — to — | 15,090 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. (F8) The Restricted Stock Units (RSUs) will vest in equal quarterly installments over three years, and were granted as part of the annual grant process. |
| 11 | Derivative | Restricted Stock Units | 2022-04-15 | M | D | 2,637 | $0.00 | 0 | D | — · — to — | 2,637 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. (F5) This award fully vested on April 15, 2022. |
| 12 | Derivative | Restricted Stock Units | 2022-04-15 | M | D | 1,614 | $0.00 | 12,916 | D | — · — to — | 1,614 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. (F7) The remaining RSUs will vest on 07/15/2022, 10/15/22, 01/15/2023, 04/15/2023, 07/15/2023, 10/15/2023, 01/15/2024 and 04/15/2024. |
| 13 | Derivative | Restricted Stock Units | 2022-04-15 | M | D | 2,817 | $0.00 | 11,266 | D | — · — to — | 2,817 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. (F6) The remaining RSUs will vest on 07/15/2022, 10/15/22, 01/15/2023 and 04/15/2023. |
| 14 | Derivative | Restricted Stock Units | 2022-04-15 | M | D | 63,266 | $0.00 | 0 | D | — · — to — | 63,266 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one Marvell Technology, Inc. common share upon vesting. (F4) This grant is fully vested. Reflects the number of shares earned in respect of performance based restricted stock units granted on 04/15/2019. The achievement levels of the relative TSR performance metrics applicable to the award and the number of shares earned based on such results were certified on 04/15/2022. |